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Code of Colorado Regulations eDocket
Details of Tracking Number
2019-00746
CCR details
| Tracking Number |
2019-00746 |
| Type of Filing |
Permanent Rule |
| Department |
700 Department of Regulatory Agencies |
| Agency |
704 Division of Securities |
| CCR Number |
3 CCR 704-1 |
| CCR Title |
RULES UNDER THE COLORADO SECURITIES ACT |
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Proposed rule
| Notice Filed with SOS |
12/16/2019 |
| Rule |
ProposedRuleAttach2019-00746.doc |
| Additional Information |
AddInfoAttach2019-00746.doc |
| Statutory Authority |
11-51-704, C.R.S |
| Description of Subjects/Issues |
Pursuant to the authority found in the Colorado Securities Act (“Act”), sections §11-56-1-101, et seq., C.R.S., including part 7 of the Act, the Securities Commissioner adopts amendments to Division Rules 51-3.27, 51-4.7(J), 51-4.8(IA)(W) and 51-6.3. |
| Purpose/Objective of Rule |
Pursuant to the authority found in the Colorado Securities Act (“Act”), sections §11-56-1-101, et seq., C.R.S., including part 7 of the Act, the Securities Commissioner adopts amendments to Division Rules 51-3.27, 51-4.7(J), 51-4.8(IA)(W) and 51-6.3. |
| Basis And Purpose |
BasisAndPurposeAttachment2019-00746.doc
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| Submitted in response to issues raised by COLS/OLLS? |
No
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| Is this rule adopted in response to recent legislation? |
No
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| Hearing Date |
01/30/2020 |
| Hearing Time |
01:00 PM |
| Hearing Location |
DORA, 1560 Broadway, Conf. Room 100B, Denver, CO 80202 |
| Contact Name |
David Cheval |
| Contact Title |
Acting Securities Commissioner |
| Contact Telephone |
3038942835 |
| Contact email |
david.cheval@state.co.us |
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Adopted rule
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