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Code of Colorado Regulations eDocket
Details of Tracking Number
2019-00441
CCR details
| Tracking Number |
2019-00441 |
| Type of Filing |
Permanent Rule |
| Department |
700 Department of Regulatory Agencies |
| Agency |
704 Division of Securities |
| CCR Number |
3 CCR 704-1 |
| CCR Title |
RULES UNDER THE COLORADO SECURITIES ACT |
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Proposed rule
| Notice Filed with SOS |
08/23/2019 |
| Rule |
ProposedRuleAttach2019-00441.doc |
| Additional Information |
AddInfoAttach2019-00441.doc |
| Statutory Authority |
11-51-704, C.R.S. |
| Description of Subjects/Issues |
Pursuant to the authority found in the Colorado Securities Act (“Act”), sections §11-56-1-101, et seq., C.R.S., including part 7 of the Act, the Securities Commissioner adopts amendments to Division Rules 51-3.5, 51-3.34, 51-3.35, 51-3.36, 51-4.3(K), 51-4.6.1, 51-4.7(G), 51-4.4(IA)(E), 51-4.4(IA)(I), 51-4.6(IA)(A)(6), 51-4.6(IA)(A)(8), 51-4.6(IA)(A)(10), 51-4.6(IA)(A)(15), 51-4.6(IA)(A)(21), 51-4.7(IA), 51-4.8(IA)(introduction), 51-4.8(IA)(O), 51-4.8(IA)(V), 51-4.8(IA)(W), 51-4.8(IA)(X) , 51-4.8(IA)(Y), 51-4.9(IA), 51-4.10(IA)(B)(2), and 51-4.13(IA), 51-6.5. |
| Purpose/Objective of Rule |
see attachment |
| Basis And Purpose |
BasisAndPurposeAttachment2019-00441.doc
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| Submitted in response to issues raised by COLS/OLLS? |
No
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| Is this rule adopted in response to recent legislation? |
Yes
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| Recent legislation bill number |
SB19-023
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| Hearing Date |
10/18/2019 |
| Hearing Time |
09:00 AM |
| Hearing Location |
DORA, 1560 Broadway, Conf. Room 110D, Denver, CO 80202 |
| Contact Name |
David Cheval |
| Contact Title |
Deputy Securities Commissioner |
| Contact Telephone |
3038942835 |
| Contact email |
david.cheval@state.co.us |
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Adopted rule
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