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Code of Colorado Regulations eDocket
Details of Tracking Number
2018-00084
CCR details
| Tracking Number |
2018-00084 |
| Type of Filing |
Permanent Rule |
| Department |
700 Department of Regulatory Agencies |
| Agency |
704 Division of Securities |
| CCR Number |
3 CCR 704-1 |
| CCR Title |
RULES UNDER THE COLORADO SECURITIES ACT |
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Proposed rule
| Notice Filed with SOS |
03/02/2018 |
| Rule |
ProposedRuleAttach2018-00084.doc |
| Additional Information |
AddInfoAttach2018-00084.doc |
| Statutory Authority |
Colorado Securities Act (“Act”), sections §11-56-1-101, et seq., C.R.S. (2017), including part 6 of the Act |
| Description of Subjects/Issues |
The public hearing is being held to amend Rules 51-3.13, 51-4.3, 51-4.6(IA), 51-4.7(IA), 51-4.9(IA), 51-4.10(IA), 51-4.11(IA), 51-4.13(IA), 51-6.3 and 51-6.10. |
| Purpose/Objective of Rule |
To amend the Rules to the Colorado Securities Act to conform to recent industry changes and correct technical errors. |
| Basis And Purpose |
BasisAndPurposeAttachment2018-00084.rtf
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| Submitted in response to issues raised by COLS/OLLS? |
No
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| Is this rule adopted in response to recent legislation? |
No
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| Hearing Date |
05/01/2018 |
| Hearing Time |
09:00 AM |
| Hearing Location |
Colorado Department of Regulatory Agencies, Conference Room 975, 1560 Broadway, 9th Floor, Denver, Colorado 80202 |
| Contact Name |
Eric Roseman |
| Contact Title |
Securities Examiner |
| Contact Telephone |
303-894-2320 |
| Contact email |
eric.roseman@state.co.us |
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Adopted rule
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