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Code of Colorado Regulations eDocket
Official Publication of the State Administrative Rules (24-4-103(11) C.R.S.)

Details of Tracking Number  2015-00743

CCR details

Tracking Number 2015-00743
Type of Filing Permanent Rule
Department 700 Department of Regulatory Agencies
Agency 704 Division of Securities
CCR Number 3 CCR 704-1

Proposed rule

Notice Filed with SOS 10/30/2015
Rule ProposedRuleAttach2015-00743.pdf
Additional Information AddInfoAttach2015-00743.pdf
Statutory Authority Sections 11-51-101, et seq., C.R.S, including parts 3 and 7.
Description of Subjects/Issues The purpose of these amendments is to: 1) amend Rule 51-3.1 to reduce the filing requirements of issuers registering securities by coordination and 2) amend Rule 51-3.7 to require issuers to file the Form D electronically through the North American Securities Administrators Associationís Electronic Filing Depository.
Purpose/Objective of Rule See attached Statement of Basis and Purpose
Basis And Purpose BasisandPurposeAttachment2015-00743.pdf
Submitted in response to issues raised by COLS/OLLS? No
Is this rule adopted in response to recent legislation? No
Hearing Date 12/01/2015
Hearing Time 09:00 AM
Hearing Location Colorado Department of Regulatory Agencies, Conference Room 975, 1560 Broadway, 9th Floor, Denver, Colorado 80202
Contact Name Lillian Alves
Contact Title Deputy Securities Commissioner
Contact Telephone 303-894-2320
Contact email lillian.alves@state.co.us

Adopted rule

Adopted Rules AdoptedRules02015-00743.RTF
Redline Redline2015-00743.pdf
Adopted Date 12/01/2015
AGO requested date 12/01/2015
Attorney General Opinion 12/21/2015
Colorado Register publication date 01/10/2016
Effective Date 01/30/2016
Inserted into CCR 01/26/2016