Notice Filed with SOS |
05/29/2015 |
Rule |
ProposedRuleAttach2015-00332.doc |
Additional Information |
AddInfoAttach2015-00332.doc |
Statutory Authority |
39-21-112(1), and 39-22-656, C.R.S. |
Description of Subjects/Issues |
MATERIAL ADVISOR DISCLOSURE OF REPORTABLE OR LISTED TRANSACTIONS |
Purpose/Objective of Rule |
The purpose of the amendment to this regulation is to correct the reference throughout the regulation to Treasury Regulation § 301.6111-3. In addition, a number of grammatical changes are made to improve the readability of the regulation. |
Basis And Purpose |
BasisandPurposeAttachment2015-00332.doc
|
Submitted in response to issues raised by COLS/OLLS? |
No
|
Is this rule adopted in response to recent legislation? |
No
|
Hearing Date |
07/01/2015 |
Hearing Time |
09:00 AM |
Hearing Location |
1375 Sherman St., Room 127, Denver, CO 80261 |
Contact Name |
Phil Horwitz |
Contact Title |
Policy Director |
Contact Telephone |
303-205-8422 |
Contact email |
phil.horwitz@state.co.us |