The Division of Banking (Division) proposes rulemaking for 3 CCR 701-6 to promulgate a new rule to require an audit of fiduciary activities. Additionally, the Division proposes to amend three rules to make grammatical and technical changes, establish additional requirements and/or clarify current requirements, incorporate by reference applicable and comparable federal regulations, and modernize and align rules with federal standards and regulations. The incorporated material is available at https://banking.colorado.gov/banking-home/rules-statutes. Additional information for each Rule is included in the attached Basis and Purpose documents. |
TC7 - Section 11-109-402, C.R.S.
TC9 - Section 11-109-902(5), C.R.S.
TC19 - Section 11-109-902(5), C.R.S.
TC29 - Section 11-109-402(4)(c), C.R.S. |
ProposedRuleAttach2025-00060.pdf |
AddInfoAttach2025-00060.pdf
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