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Code of Colorado Regulations eDocket
Official Publication of the State Administrative Rules (24-4-103(11) C.R.S.)

Details of Tracking Number  2014-01132


CCR details

Tracking Number 2014-01132
Type of Filing Permanent Rule
Department 700 Department of Regulatory Agencies
Agency 704 Division of Securities
CCR Number 3 CCR 704-1
CCR Title RULES UNDER THE COLORADO SECURITIES ACT

Proposed rule

Notice Filed with SOS 10/30/2014
Rule ProposedRuleAttach2014-01132.pdf
Statutory Authority Sections 11-51-101, et seq., C.R.S., including part 7
Description of Subjects/Issues This amendment is to enhance investor protection by improving the Division of Securitiesí ability to communicate with its licensees.
Purpose/Objective of Rule The general purpose of this amendment is to enhance investor protection by improving the Division of Securities' ability to communicate with its licensees.
Basis And Purpose BasisandPurposeAttachment2014-01132.pdf
Submitted in response to issues raised by COLS/OLLS? No
Is this rule adopted in response to recent legislation? No
Hearing Date 12/03/2014
Hearing Time 09:00 AM
Hearing Location 1560 Broadway, Suite 900, Denver, CO 80202
Contact Name Lillian Alves
Contact Title Deputy Securities Commissioner
Contact Telephone 303-894-2320
Contact email lillian.alves@state.co.us

Adopted rule

Adopted Rules AdoptedRules02014-01132.RTF
Redline Redline2014-01132.pdf
Adopted Date 03/30/2015
AGO requested date 03/30/2015
Attorney General Opinion 04/07/2015
Colorado Register publication date 04/25/2015
Effective Date 06/01/2015
Inserted into CCR 05/20/2015