Notice Filed with SOS |
08/15/2014 |
Rule |
ProposedRuleAttach2014-00856.doc |
Statutory Authority |
10-1-109 |
Description of Subjects/Issues |
3-2-2 INSIDER TRADING OF EQUITY SECURITIES OF A DOMESTIC STOCK INSURANCE COMPANY |
Purpose/Objective of Rule |
The purpose of this regulation is to set forth rules and procedural requirements which the Commissioner deems necessary to carry out the provisions of Section 10-3-120, C.R.S., regarding the acquisition or disposition of equity securities of a domestic stock insurance company by a beneficial owner, director or officer. |
Comments |
Karl Kaesemeyer |
Submitted in response to issues raised by COLS/OLLS? |
No
|
Is this rule adopted in response to recent legislation? |
No
|
Hearing Date |
09/15/2014 |
Hearing Time |
01:30 PM |
Hearing Location |
1560 Broadway, Ste 850, Denver Co 80202 |
Contact Name |
Christine Gonzales-Ferrer |
Contact Title |
Rulemaking Coordinator |
Contact Telephone |
303-894-2157 |
Contact email |
christine.gonzales-ferrer@state.co.us |