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Code of Colorado Regulations eDocket
Official Publication of the State Administrative Rules (24-4-103(11) C.R.S.)

Details of Tracking Number  2013-00732


CCR details

Tracking Number 2013-00732
Type of Filing Permanent Rule
Department 700 Department of Regulatory Agencies
Agency 704 Division of Securities
CCR Number 3 CCR 704-1
CCR Title Chapter 2 Definitions and Federal Coordination

Proposed rule

Notice Filed with SOS 07/11/2013
Rule ProposedRuleAttach2013-00732.RTF
Statutory Authority Section 11-51-704, C.R.S. Rules, forms, and orders.
Description of Subjects/Issues This amendment effectively adds a licensing exemption for business brokers by explicitly stating that they are not "broker-dealers".
Purpose/Objective of Rule This amendment effectively adds a licensing exemption for business brokers by explicitly stating that they are not "broker-dealers."
Basis And Purpose BasisandPurposeAttachment2013-00732.PDF
Submitted in response to issues raised by COLS/OLLS? No
Is this rule adopted in response to recent legislation?
Hearing Date 08/26/2013
Hearing Time 02:00 PM
Hearing Location DORA Division of Securities, 1560 Broadway, Suite 975, Denver, CO 80202
Contact Name Gerald Rome
Contact Title Deputy Securities Commissioner
Contact Telephone 303-894-2320
Contact email gerald.rome@state.co.us

Adopted rule

Adopted Rules AdoptedRules02013-00732.RTF
Redline Redline2013-00732.RTF
Adopted Date 08/26/2013
AGO requested date 08/26/2013
Attorney General Opinion 09/12/2013
Effective Date 10/15/2013
Inserted into CCR 10/14/2013