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Code of Colorado Regulations eDocket
Official Publication of the State Administrative Rules (24-4-103(11) C.R.S.)

Details of Tracking Number  2010-00728


CCR details

Tracking Number 2010-00728
Type of Filing Permanent Rule
Department 700 Department of Regulatory Agencies
Agency 704 Division of Securities
CCR Number 3 CCR 704-1
CCR Title RULES UNDER THE COLORADO SECURITIES ACT

Proposed rule

Notice Filed with SOS 08/11/2010
Rule ProposedRuleAttach2010-00728.RTF
Additional Information AddInfoAttach2010-00728.PDF
Statutory Authority Section 11-51-704, C.R.S.
Description of Subjects/Issues Please see attached Notice of Proposed Rulemaking
Purpose/Objective of Rule See attached Statement of Basis and Purpose.
Basis And Purpose BasisandPurposeAttachment2010-00728.RTF
Comments Securities Commissioner held a duly noticed public hearing on September 15, 2010.
Submitted in response to issues raised by COLS/OLLS? No
Is this rule adopted in response to recent legislation?
Hearing Date 09/15/2010
Hearing Time 09:00 AM
Hearing Location Colo. Depart. of Reg. Agencies, 1560 Broadway, 9th Floor, Conf. Rm. 975, Denver, Colorado 80202
Contact Name Gerald Rome
Contact Title Dep. Sec. Commissioner
Contact Telephone 303-894-2320
Contact email gerald.rome@dora.state.co.us

Adopted rule

Adopted Rules AdoptedRules02010-00728.RTF
Redline Redline2010-00728.RTF
Adopted Date 10/08/2010
AGO requested date 10/08/2010
Attorney General Opinion 10/21/2010
Effective Date 11/30/2010
Inserted into CCR 11/29/2010