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Code of Colorado Regulations eDocket
Official Publication of the State Administrative Rules (24-4-103(11) C.R.S.)

Details of Tracking Number  2006-00831


CCR details

Tracking Number 2006-00831
Type of Filing Permanent Rule
Department 700 Department of Regulatory Agencies
Agency 704 Division of Securities
CCR Number 3 CCR 704-1
CCR Title RULES UNDER THE COLORADO SECURITIES ACT

Proposed rule

Notice Filed with SOS 09/13/2006
Rule ProposedRuleAttach2006-00831.rtf
Statutory Authority Section 11-51-704, C.R.S. (2006)
Description of Subjects/Issues Revise Rules concerning applications for sales representative license and investment adviser license in order to comply with the requirement of House Bill 06S-1009
Purpose/Objective of Rule Revised rules concerning applications for sales representative license and investment adviser license in order to comply with the requirements of House Bill 06S-1009.
Basis And Purpose BasisandPurposeAttachment2006-00831.rtf
Submitted in response to issues raised by COLS/OLLS? No
Is this rule adopted in response to recent legislation?
Hearing Date 10/30/2006
Hearing Time 01:30 PM
Hearing Location Department of Regulatory Agencies, 1560 Broadway, Common Conference Room, 9th Floor, Denver, Colorado 80202
Contact Name Gerald Rome
Contact Title Deputy Securities Commissioner
Contact Telephone 303-894-2320
Contact email gerald.rome@dora.state.co.us

Adopted rule

Adopted Rules AdoptedRules2006-00831.rtf
Redline Redline2006-00831.rtf
Adopted Date 11/09/2006
AGO requested date 11/15/2006
Attorney General Opinion 11/16/2006
Effective Date 12/31/2006
Inserted into CCR 01/08/2007