| Notice Filed with SOS |
09/13/2006 |
| Rule |
ProposedRuleAttach2006-00831.rtf |
| Statutory Authority |
Section 11-51-704, C.R.S. (2006) |
| Description of Subjects/Issues |
Revise Rules concerning applications for sales representative license and investment adviser license in order to comply with the requirement of House Bill 06S-1009 |
| Purpose/Objective of Rule |
Revised rules concerning applications for sales representative license and investment adviser license in order to comply with the requirements of House Bill 06S-1009. |
| Basis And Purpose |
BasisandPurposeAttachment2006-00831.rtf
|
| Submitted in response to issues raised by COLS/OLLS? |
No
|
| Is this rule adopted in response to recent legislation? |
|
| Hearing Date |
10/30/2006 |
| Hearing Time |
01:30 PM |
| Hearing Location |
Department of Regulatory Agencies, 1560 Broadway, Common Conference Room, 9th Floor, Denver, Colorado 80202 |
| Contact Name |
Gerald Rome |
| Contact Title |
Deputy Securities Commissioner |
| Contact Telephone |
303-894-2320 |
| Contact email |
gerald.rome@dora.state.co.us |