Colorado Sub Document List

Code of Colorado Regulations Subtitles

Department:	700 Department of Regulatory Agencies
Agency:	704 Division of Securities
CCR Title:	3 CCR 704-1 RULES UNDER THE COLORADO SECURITIES ACT

Table of Contents
	DEPARTMENT OF REGULATORY AGENCIES
	CHAPTER 1 (Reserved for future use)
	CHAPTER 2 DEFINITIONS AND FEDERAL COORDINATION
	CHAPTER 3 REGISTRATION OF SECURITIES AND EXEMPTIONS
	CHAPTER 4 LICENSING OF BROKER-DEALERS AND SALES REPRESENTATIVES
	CHAPTER 4 (IA) NOTICE FILING FROM FEDERAL COVERED ADVISERS. LICENSING OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
	CHAPTER 5 (Reserved for future use)
	CHAPTER 6 PROCEDURES FOR HEARINGS CONDUCTED BY THE COLORADO SECURITIES BOARD
	CHAPTER 7 ADMINISTRATION AND FEES
	CHAPTER 8 EFFECTIVE DATE
	CHAPTER 9 LOCAL GOVERNMENT INVESTMENT POOL TRUST FUNDS
	Editor’s Notes